RegBlog

RegBlog
Your daily source for regulatory news, analysis, and opinion

Banking Regulation

What if Dodd-Frank is Built on Faulty Assumptions?

Feb 2, 2017 Analysis

Duke Law Professor argues for a new regulatory paradigm.

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Agency Signals Separate Regulation of “FinTech” Companies

Jan 3, 2017 News

National financial technology companies will be regulated differently than traditional banks.

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Currency Authority Proposes Ban on Bank Investments in Commercial Metals

Nov 29, 2016 News

U.S. banking regulator seeks to stop banks from trading in metals like copper and aluminum.

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Financial Regulators Take Stock and Look Ahead

Nov 1, 2016 News

Wall Street Journal conference in New York brings together prominent regulators and industry insiders for wide-ranging discussions.

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Prosecuting Corporate Criminals

Jun 27, 2016 Opinion

Prosecutions of individual corporate criminals can, in fact, be successful—and are critical for attaining justice.

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Preventing Regulatory Capture

Jun 23, 2016 Opinion

When a regulation’s benefits exceed its costs, simplicity and interdisciplinary processes are essential to reducing capture.

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(Not) Prosecuting Financial Crimes

Jun 21, 2016 Opinion

Holding companies accountable for crimes is essential, yet more must be done to end "too big to jail" concerns.

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Stress Tests and the End of Bank Supervision

Apr 21, 2016 Opinion

New federal authority surrounding stress tests means banking supervisors take a back seat to regulators.

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Implementing the Volcker Rule’s Backstop Provisions

Mar 8, 2016 Analysis

Lawyers propose strategies for regulators in implementing often-overlooked Volcker Rule provisions.

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Basel Committee Consults on New Risk-Management Strategy

Mar 2, 2016 News

International banking supervisor may add step-in risk mitigation to its global agenda.

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