Securities and Exchange Commission

Reconnecting Regulators to the Regulated

Reconnecting Regulators to the Regulated

Scholar proposes a new U.S. regulatory system that would be more accountable to the public.

Estimating the Impact of Regulation on Business

Estimating the Impact of Regulation on Business

Scholars claim that the cost of regulatory compliance disproportionately affects medium-sized firms.

Regulation 1.0

Regulation 1.0

Regulation 1.0 provided a framework for balancing the interests of the public and regulated parties.

Is the SEC Hiding in Plain Sight?

Is the SEC Hiding in Plain Sight?

Scholar claims that the SEC’s 2022 whistleblower report to Congress was the least transparent in history.

The Promise and Perils of Regulating ESG

The Promise and Perils of Regulating ESG

Troy A. Paredes, former SEC Commissioner, shares his thoughts on the ESG movement.

Leaving Broker Inducements Behind

Leaving Broker Inducements Behind

Scholar presents defenses that the SEC may use to legitimize restrictions on broker inducements.

Back to the Future of U.S. Securities Regulation

Back to the Future of U.S. Securities Regulation

Scholars analyze the history of Supreme Court securities law jurisprudence to predict what lies ahead.

SEC Proposes Private Fund Reform to Protect Investors

SEC Proposes Private Fund Reform to Protect Investors

A U.S. Securities and Exchange Commission proposal to enhance the regulation of private fund advisers receives critical comments.

Why the SEC is Wrong About Implied Preclusion

Why the SEC is Wrong About Implied Preclusion

Federal securities regulators should not use implied preclusion to shield themselves from constitutional challenge.

Regulatory Lessons From the Meme Economy

Regulatory Lessons From the Meme Economy

Scholars review the rise and fall of GameStop stock and urge updates to securities laws.

When Securities Enforcement Hurts the Securities Market

When Securities Enforcement Hurts the Securities Market

Scholar argues that traditional enforcement against digital assets will only reduce information for investors.

Expanding Presidential Influence on Agency Adjudication

Expanding Presidential Influence on Agency Adjudication

The Supreme Court’s decision in U.S. v. Arthrex expands the avenues for politicizing agency adjudication.