RegBlog

RegBlog
Your daily source for regulatory news, analysis, and opinion

SEC

Prosecuting Corporate Criminals

Jun 27, 2016 Opinion

Prosecutions of individual corporate criminals can, in fact, be successful—and are critical for attaining justice.

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SEC Moves to Expand Executive Compensation Disclosure

May 6, 2015 News

Proposed rule would require companies to make clearer disclosure of pay and performance information.

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An SEC Commissioner Highlights Global Challenges to U.S. Financial Markets

Feb 5, 2015 News

Speech by U.S. regulator highlights complex issues facing U.S. capital markets.

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SEC Expands Disclosure Requirements for Asset-Backed Securities

Nov 4, 2014 News

New rule addresses valuation problems that may have contributed to financial crisis.

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The Cost to Businesses from Anti-Corruption Enforcement

Sep 16, 2014 Analysis

Agency actions are minor components of the financial consequences of FCPA enforcement.

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The Enhanced Role of Economic Analysis in Securities Rulemaking

Aug 21, 2014 News

An SEC Commissioner and former Chief Economist explain the role of economic analysis in rulemaking.

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Long-awaited Money Market Regulatory Reform Falls Short

Aug 4, 2014 Opinion

The SEC’s new money market rule may actually increase the run risk for some funds.

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Why Should Regulators Apply Cost-Benefit Analysis to Financial Regulation?

Jul 3, 2014 Analysis

Scholars present a defense of and propose a framework for financial cost-benefit analysis.

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More Whistleblowers Help Regulators Detect Misconduct

May 8, 2014 News

Financial regulators in the U.S. and U.K. receive a growing number of alerts from whistleblowers.

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Encouraging Companies to Disclose Climate Risks to the SEC

Apr 23, 2014 Analysis

State attorneys general are well suited to prod disclosure, recent paper argues.

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