RegBlog

RegBlog
Your daily source for regulatory news, analysis, and opinion

SEC

The Public Interest in Public Securities Settlements

Feb 1, 2017 News

Legal scholar argues SEC settlements after Dodd-Frank create potential costs for defendants and the public.

Tagged: , , , ,

Prosecuting Corporate Criminals

Jun 27, 2016 Opinion

Prosecutions of individual corporate criminals can, in fact, be successful—and are critical for attaining justice.

Tagged: , , , , , , ,

SEC Moves to Expand Executive Compensation Disclosure

May 6, 2015 News

Proposed rule would require companies to make clearer disclosure of pay and performance information.

Tagged: , , ,

An SEC Commissioner Highlights Global Challenges to U.S. Financial Markets

Feb 5, 2015 News

Speech by U.S. regulator highlights complex issues facing U.S. capital markets.

Tagged: , , , , , ,

SEC Expands Disclosure Requirements for Asset-Backed Securities

Nov 4, 2014 News

New rule addresses valuation problems that may have contributed to financial crisis.

Tagged: , , ,

The Cost to Businesses from Anti-Corruption Enforcement

Sep 16, 2014 Analysis

Agency actions are minor components of the financial consequences of FCPA enforcement.

Tagged: , , , , ,

The Enhanced Role of Economic Analysis in Securities Rulemaking

Aug 21, 2014 News

An SEC Commissioner and former Chief Economist explain the role of economic analysis in rulemaking.

Tagged: , , , , , , ,

Long-awaited Money Market Regulatory Reform Falls Short

Aug 4, 2014 Opinion

The SEC’s new money market rule may actually increase the run risk for some funds.

Tagged: , , , ,

Why Should Regulators Apply Cost-Benefit Analysis to Financial Regulation?

Jul 3, 2014 Analysis

Scholars present a defense of and propose a framework for financial cost-benefit analysis.

Tagged: , , ,

More Whistleblowers Help Regulators Detect Misconduct

May 8, 2014 News

Financial regulators in the U.S. and U.K. receive a growing number of alerts from whistleblowers.

Tagged: , , ,