SEC

Cybersecurity Good Governance

Cybersecurity Good Governance

New SEC regulations are likely to change the cybersecurity landscape by encouraging more widespread adoption of best practices.

Regulation 1.0

Regulation 1.0

Regulation 1.0 provided a framework for balancing the interests of the public and regulated parties.

Erroneous Legal Advice as a Corporate Asset

Erroneous Legal Advice as a Corporate Asset

Scholars discuss the promises and pitfalls of corporate lawyers’ gatekeeping function.

Constitutional Challenges to Agency Adjudication

Constitutional Challenges to Agency Adjudication

The Supreme Court grants district-court jurisdiction in an opinion hampering agencies’ adjudicatory authority.

The Promise and Perils of Regulating ESG

The Promise and Perils of Regulating ESG

Troy A. Paredes, former SEC Commissioner, shares his thoughts on the ESG movement.

Back to the Future of U.S. Securities Regulation

Back to the Future of U.S. Securities Regulation

Scholars analyze the history of Supreme Court securities law jurisprudence to predict what lies ahead.

SEC Proposes Private Fund Reform to Protect Investors

SEC Proposes Private Fund Reform to Protect Investors

A U.S. Securities and Exchange Commission proposal to enhance the regulation of private fund advisers receives critical comments.

Compelled Climate Speech

Compelled Climate Speech

The SEC’s proposed rule on climate disclosures could run afoul of the First Amendment.

Is the SEC Moving Beyond Disclosure?

Is the SEC Moving Beyond Disclosure?

Former regulator argues that proposed SEC rules open up new regulation of securities markets.

Why the SEC is Wrong About Implied Preclusion

Why the SEC is Wrong About Implied Preclusion

Federal securities regulators should not use implied preclusion to shield themselves from constitutional challenge.

Turning a Corner on a Rocky History with ESG

Turning a Corner on a Rocky History with ESG

Scholars argue that the SEC has historically resisted creating ESG disclosures but has recently changed course.

Assessing the Frequency of Quarterly Earnings Reports

Assessing the Frequency of Quarterly Earnings Reports

Two camps emerge in a heated regulatory debate over the frequency of earnings reports.