Financial Industry Regulatory Authority

Combating Pump and Dump in Crowdfunding Markets

Combating Pump and Dump in Crowdfunding Markets

New article shows how small businesses and startups may trade shares fairly and efficiently.

New Reporting Requirements Imposed on Treasury Market

New Reporting Requirements Imposed on Treasury Market

In the wake of bizarre market behavior, regulators move to expand disclosure on Treasury trades.

Global Banking Associations Attribute Bond Market Slump to Regulation

Global Banking Associations Attribute Bond Market Slump to Regulation

Researchers claim that post-crisis regulatory overhaul has created a liquidity crisis.

The Growing Application of Cost-Benefit Analysis to Financial Regulation

The Growing Application of Cost-Benefit Analysis to Financial Regulation

Cost-benefit analysis assumes an increasingly prominent role in financial rulemaking.